FCA

Investment

FCA fines UBS £28m for reporting failures

Relates to 136 million transaction reports

19 March 2019 • 1 min read

Investment

Four arrested as SFO investigates collapsed London Capital & Finance

'Misleading, unclear, unfair' promotions

19 March 2019 • 1 min read

Industry

Calls for FCA to take charge on SMCR harassment rules

Guidance on dealing with misconduct ahead of regulation launch

18 March 2019 • 3 min read

Platforms

'Ensuring healthy competition in the sector': Industry welcomes FCA's Platform Market study

Consultation paper published today

14 March 2019 • 6 min read

Regulation

FCA proposes 'in specie' transfers and unit class conversions to improve platform switching

Proposed changes to effect from 31 July 2020

14 March 2019 • 5 min read

Regulation

FCA weighs platform exit fee ban

Follows Investment Platforms Market Study

14 March 2019 • 1 min read

Regulation

What will the new SMCR extension mean for fund managers?

Firms must start planning for new regime

11 March 2019 • 4 min read

Regulation

FCA: 'Get rich quick' crypto investors do not understand the asset

Amid increased scrutiny of the asset class

07 March 2019 • 3 min read

African Land UCIS director jailed for hiding assets

Regulation

African Land UCIS director jailed for hiding assets

Six months for contempt of court

05 March 2019 • 2 min read

Regulation

Former Which? director joins FCA board

Other non-execs see terms extended

04 March 2019 • 1 min read