FCA

Regulation

UK fund board overhaul rules must be stricter to achieve 'substantial change'

Six months before deadline

clock 04 April 2019 • 4 min read

Regulation

FCA's supervision of London Capital & Finance to be investigated

'Broad and comprehensive remit'

clock 02 April 2019 • 2 min read

Regulation

FCA devotes more than 300,000 man-hours to Brexit

UK missed today's Brexit 'deadline'

clock 29 March 2019 • 2 min read

Regulation

Goldman Sachs slapped with £34m fine for 'serious and prolonged' MiFID reporting failures

On transactions between November 2007 and March 2017

clock 28 March 2019 • 2 min read

Regulation

FCA eyes greater investor access to international funds post-Brexit

Outlines risks

clock 21 March 2019 • 2 min read

Regulation

How can investment firms prepare for Brexit?

Futureproofing ahead of 29 March deadline

clock 20 March 2019 • 2 min read

Investment

FCA fines UBS £28m for reporting failures

Relates to 136 million transaction reports

clock 19 March 2019 • 1 min read

Investment

Four arrested as SFO investigates collapsed London Capital & Finance

'Misleading, unclear, unfair' promotions

clock 19 March 2019 • 1 min read

Industry

Calls for FCA to take charge on SMCR harassment rules

Guidance on dealing with misconduct ahead of regulation launch

clock 18 March 2019 • 3 min read

Platforms

'Ensuring healthy competition in the sector': Industry welcomes FCA's Platform Market study

Consultation paper published today

clock 14 March 2019 • 6 min read
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