FCA

Regulation

FCA rethinks 'duty of care' proposals after mixed response

Follows 2018 discussion paper

23 April 2019 • 2 min read

Investment

Coutts tops FCA pension advice complaints

Cofunds sees high uphold rate

18 April 2019 • 1 min read

Regulation

FCA sets out five priorities for 2019/20; plans new MiFID prudential regime

Brexit remains key priority

17 April 2019 • 2 min read

Regulation

Has the FCA sharpened its claws of late?

Reviewing the regulator's latest aggressive streak

16 April 2019 • 2 min read

Regulation

FCA issues second warning about 'seriousness' of misleading advertisements

'Dear CEO' letter published yesterday

12 April 2019 • 1 min read

Regulation

More than 1,000 investment firms fail MiFID II transaction reporting requirements

'Many thousands more' could be non-compliant

09 April 2019 • 2 min read

Regulation

Update: FCA fines Standard Chartered £102m for money laundering failings

'Large number' of investigations in pipeline

09 April 2019 • 4 min read

Regulation

UK fund board overhaul rules must be stricter to achieve 'substantial change'

Six months before deadline

04 April 2019 • 4 min read

Regulation

FCA's supervision of London Capital & Finance to be investigated

'Broad and comprehensive remit'

02 April 2019 • 2 min read

Regulation

FCA devotes more than 300,000 man-hours to Brexit

UK missed today's Brexit 'deadline'

29 March 2019 • 2 min read