Consumer Duty

FCA could make firms' ability to offer MPS 'economically unviable'

Regulation

FCA could make firms' ability to offer MPS 'economically unviable'

Concerns over sector harmonisation

clock 24 May 2023 • 1 min read
Consumer Duty strengthening the 'G'

Regulation

Consumer Duty strengthening the 'G'

Customers front and centre

clock 11 May 2023 • 3 min read
FCA: 'Expect robust action' with Consumer Duty supervision

Regulation

FCA: 'Expect robust action' with Consumer Duty supervision

Warning on how it will discipline firms

clock 10 May 2023 • 1 min read
Consumer Duty: FCA finds some firms do not pass fair value test

Regulation

Consumer Duty: FCA finds some firms do not pass fair value test

Firms not challenging themselves

clock 10 May 2023 • 4 min read
Consumer Duty: Preparing for the next stages of implementation

Regulation

Consumer Duty: Preparing for the next stages of implementation

Important dates to note

clock 24 April 2023 • 4 min read
FCA outlines business plan for 2023/24 with four key commitment areas

Regulation

FCA outlines business plan for 2023/24 with four key commitment areas

£12.7m earmarked for FRF

clock 05 April 2023 • 3 min read
FCA confirms £5.3m spend on 'embedding' Consumer Duty

Regulation

FCA confirms £5.3m spend on 'embedding' Consumer Duty

Part of 2023/24 business plan

clock 05 April 2023 • 2 min read
Banks, regulation, LTAFs: Where now for the investment industry after eventful Q1?

Industry

Banks, regulation, LTAFs: Where now for the investment industry after eventful Q1?

Katrina Lloyd, editor-in-chief of Investment Week, Professional Adviser and Sustainable-Investment.com, assesses the longer-term impact for the investment industry of some of the big stories from a turbulent Q1.

clock 05 April 2023 • 9 min read
Consumer Duty: how wealth managers can meet alternatives challenge

Alternatives

Consumer Duty: how wealth managers can meet alternatives challenge

Technology to play a key role

clock 30 March 2023 • 4 min read
Why the industry should not ignore Mrs Miggins on value

Investment

Why the industry should not ignore Mrs Miggins on value

Customers' views are vital

clock 28 March 2023 • 4 min read
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