Intermediary reaction

letters & emails

Some comments from readers on whether first-time investors are a valid source of execution-only busi...

Some comments from readers on whether first-time investors are a valid source of execution-only business • We need to educate the first-time investors so they become long-term investors, not scared off never to return. • I don't feel that first-time investors should be exposed to the vagaries/risks and the like of the equity markets without sound financial advice. • As long as they fulfill relevant criteria and can meet money laundering requirements and the like. • It depends on what other relevant experience they may have. • As the client is execution-only, asking whether they are...