SJP trainee adviser banned and fined after lying about qualifications

Fined £34,000

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The FCA fined and banned Alexander Stuart for his actions
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The FCA fined and banned Alexander Stuart for his actions

A former St James's Place (SJP) trainee adviser has been banned and fined by the FCA after lying about his qualifications and forging documents that suggested he had passed the necessary exams to advise clients.

Alexander Stuart was fined £34,000 by the Financial Conduct Authority (FCA) and banned from performing regulated financial activity after his actions came to light. Between 2014 and 2016, the regulator...

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