Compliance risk must remain a priority despite early talk of MiFID III

Tweaks in the pipeline?

clock • 3 min read

Just two months after the introduction of MIFID II, fund managers are still reeling from the new requirements and some common areas of compliance risk are already apparent, writes Kavita Patel, head of the investment funds sector at law firm Shakespeare Martineau.

To continue reading this article...

Join Investment Week for free

  • Unlimited access to real-time news, analysis and opinion from the investment industry, including the Sustainable Hub covering fund news from the ESG space
  • Get ahead of regulatory and technological changes affecting fund management
  • Important and breaking news stories selected by the editors delivered straight to your inbox each day
  • Weekly members-only newsletter with exclusive opinion pieces from leading industry experts
  • Be the first to hear about our extensive events schedule and awards programmes

Join now

 

Already an Investment Week
member?

Login

More on Regulation

FCA and FOS to work together to resolve targeted support complaints

FCA and FOS to work together to resolve targeted support complaints

Joint statement

Jenna Brown
clock 11 December 2025 • 3 min read
FCA's targeted support rules set to take effect from April 2026

FCA's targeted support rules set to take effect from April 2026

Regulator plans to open application gateway for firms in March

Isabel Baxter
clock 11 December 2025 • 5 min read
FCA's Rathi vows to reform rules for VCT and alternative investment managers in 2026

FCA's Rathi vows to reform rules for VCT and alternative investment managers in 2026

Letter to Sir Keir Starmer

Linus Uhlig
clock 10 December 2025 • 2 min read
Trustpilot