Wealth managers

The Financial Conduct Authority (FCA) says firms are mostly adapting well to changes introduced following the Retail Distribution Review (RDR), but it has uncovered some problems, including firms describing themselves as independent but in fact choosing...

The Royal Bank of Scotland (RBS) has been fined £5,620,300 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions it made in wholesale markets, and in some instances, failing to report transactions at all.

Three British men who ran an international organised crime gang that conned UK investors out of £80m have been jailed for a total of 43 years by a US judge.

The Financial Conduct Authority (FCA) is preparing to restart its disciplinary action against Keydata founder Stewart Ford after his attempt to appeal a previous High Court ruling was quashed.

The Financial Conduct Authority (FCA) is preparing to restart its disciplinary action against Keydata founder Stewart Ford after his attempt to appeal a previous High Court ruling was quashed.

The Financial Conduct Authority (FCA) has fined a US-based oil trader £600,000 for market manipulation.

Advisers "substantially underestimate" the threat from direct to consumer (D2C) businesses and are "over optimistic" about future revenues post-Retail Distribution Review (RDR), according to a wide ranging study by Cass Business School.

The Financial Conduct Authority (FCA) is looking into claims traders intentionally pushed up the price of government bonds before attempting to sell them to the Bank of England (BoE) in 2011.

Barclays has been hit with a record fine from a US regulator for allegedly manipulating energy markets in California and other US states.

Investors in the failed Arch cru fund range have received a further return of £17.6m of their capital as the directors now at the helm wind down the company.