Wealth managers

The Financial Services Authority (FSA) has today published final notices fining and banning three individuals for engaging in market abuse.

AXA Investment Managers plans to revamp its clean share class proposition for Nigel Thomas' £3.3bn AXA Framlington UK Select Opportunities fund, which will see the AMC lowered for some investors.

ICAP, the world's largest inter-dealer broker, has reportedly become a focus of the UK's rate-rigging investigation being carried out by the FSA.

Nick Paler talks to Cazenove's Robin Minter-Kemp about the challenges and opportunities ahead as he discusses his plans for growing the business in 2013.

A Schroders trader is among five people arrested as part of a Financial Services Authority (FSA) investigation into insider dealing.

The Financial Services Authority (FSA) has issued a warning to advisers who recommend that clients invest in unregulated collective investment schemes in their self-invested personal pensions (SIPPs).

The Financial Services Authority (FSA) and its successors are to spend as much as £5m on hiring outside consultancies to carry out economic analysis.

The US authorities have released their final set of rules on the FATCA regime designed to prevent tax evasion among US citizens with assets in offshore accounts.

Providers including banks and insurance companies may be forced to part-fund compensation costs sparked by the failure of intermediaries, after the Financial Services Authority (FSA) re-drafted proposals on funding the Financial Services Compensation...

Barclays Bank staff who do not feel they can commit to new a new code of ethics should leave, its new CEO has said.