Regulation

Five guiding principles for SFDR compliance: Intent is not enough

ESG

Five guiding principles for SFDR compliance: Intent is not enough

Getting it right in 2023

clock 02 December 2022 • 4 min read
FCA fines Julius Baer £18m over 'corrupt' relationship with Russian oil conglomerate

Regulation

FCA fines Julius Baer £18m over 'corrupt' relationship with Russian oil conglomerate

Ban on three former senior executives

clock 30 November 2022 • 2 min read
FCA moves to create simplified financial advice regime

Regulation

FCA moves to create simplified financial advice regime

Stop advice from being 'too costly'

clock 30 November 2022 • 7 min read
Consumer Duty rules define 5.6 million as 'vulnerable investors'

Regulation

Consumer Duty rules define 5.6 million as 'vulnerable investors'

Health and life events

clock 30 November 2022 • 1 min read
EU warned of regulatory failure on securitisation

Financial services

EU warned of regulatory failure on securitisation

'Strategic loss'

clock 28 November 2022 • 1 min read
AMF seeks record fine for H2O AM and decade-long ban for its chief

Regulation

AMF seeks record fine for H2O AM and decade-long ban for its chief

Fallout from Windhorst illiquid bonds

clock 28 November 2022 • 1 min read
SEC fines Goldman Sachs AM $4m over lax ESG policies

ESG

SEC fines Goldman Sachs AM $4m over lax ESG policies

Failures over ‘policies and procedures'

clock 25 November 2022 • 2 min read
FCA and EU greenwashing regulations: Key differences

ESG

FCA and EU greenwashing regulations: Key differences

Not easily comparable

clock 24 November 2022 • 4 min read
Government under fresh pressure to keep EU rules

Regulation

Government under fresh pressure to keep EU rules

Retained EU Law Bill

clock 24 November 2022 • 2 min read
Government U-turns on regulation call in power

Regulation

Government U-turns on regulation call in power

Statement from the Treasury

clock 24 November 2022 • 1 min read
Trustpilot