Regulation
Financial services
The FSA is warning firms against using the word ‘cash' when naming Money Market Funds (MMFs), saying it is "potentially misleading".
02 November 2010
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Wealth managers
Today's inaugural RDR debate in Westminster Hall finished just moments ago. Here is the best of what was said...
20 October 2010
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Financial services
Terry Smith, the City veteran planning to start his own fund group, warns of the "pernicious danger" of adviser inactivity following the RDR.
29 September 2010
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Wealth managers
A group of countries including Germany and the UK have thrown their weight behind an EU proposal to fine member states for failing to cut their budget deficits.
27 September 2010
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Financial services
Goldman Sachs has agreed to pay a fine of £20m to the FSA after failing to disclose trader Fabrice Tourre was under fraud investigation by the US Securities & Exchange Commission.
09 September 2010
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Financial services
The FSA is set to turn the regulatory spotlight on the valuation of traded positions and is calling for a specific assessment of valuation uncertainty.
25 August 2010
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1 min read
Wealth managers
The FSA has fined the London branch of Société Générale £1.57m for failures in transaction reporting.
25 August 2010
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2 min read
