Regulation
Bonds
New banking regulations could mean bondholders will be forced to absorb the losses of failing institutions, according to Standard Life Investments' Andrew Fraser.
02 February 2011
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Investment
Liontrust must stump up £415,000 for its contribution to the FSCS levy, a near 2000% increase on last year, as the industry continues to pay the cost of a series of investment firm failures.
02 February 2011
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1 min read
Wealth managers
The FSA has fined a former research analyst £50,000 for making misleading and inaccurate disclosures to clients through Bloomberg instant messenger.
13 January 2011
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Economics
Banks on a worldwide scale will be forced to shore up cash levels if their nation is on the brink of a credit bubble, according to new developments under the Basel III reform package.
11 January 2011
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Financial services
The Treasury and the FSA are proposing to extend the regulator's powers to discipline firms who flout EU regulations or decisions made under UCITS IV.
22 December 2010
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1 min read
Wealth managers
A former Deloitte Tax partner and his wife have been charged with insider dealing by the SEC in the US as part of a joint investigation with the FSA.
01 December 2010
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Wealth managers
The RDR is not a 'panacea' for the investment market's problem but it is worth a third of IFAs leaving the industry, FSA chief executive Hector Sants has told ministers.
23 November 2010
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1 min read
