Regulation
Wealth managers
The Financial Services Authority (FSA) has issued final guidance for firms using centralised investment propositions (CIPs), pointing out the requirements when outsourcing to a discretionary investment manager (DFM).
05 July 2012
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Wealth managers
The chairman of the Financial Services Authority (FSA) has defended the current system of regulatory fees and levies for small firms, arguing they are proportionate to the size of the firm.
04 July 2012
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Wealth managers
Barclays' submission of a memo to the Treasury Select Committee has revealed how Bank of England officials advised the bank on LIBOR.
04 July 2012
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2 min read
Wealth managers
Advisers have spoken of their frustration at the handling of the administration of Honister Capital.
03 July 2012
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Wealth managers
The Financial Services Authority (FSA) has said advisers with Honister Group, which today entered administration, may have to wait a "number of months" before they can be re-authorised.
03 July 2012
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Wealth managers
The imminent division of the Financial Services Authority (FSA) into two regulatory bodies presents an opportunity to leave the FSA's "damaged reputation" in the past, its chairman, Adair Turner, said today.
03 July 2012
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Wealth managers
Financial advisory group Honister Capital has entered administration after failing to secure professional indemnity insurance (PII) for its member firms.
03 July 2012
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