Financial services

Tenet and iir groups organising events on compliance and regulation of the industry

The chairman is still pre-occupied with the business of the FSA

Some advisers now fear they are living in a training vacuum as, under the old PIA, the adviser and h...

The ABI and Aifa are disputing the FSA's guidance for calculating redress for pension mis-selling. ...

The period of grace allowed to advisers for transition to the FSA's N2 regulatory regime governing...

management Groups threatened with legal action as bubble bursts on product that claimed to come into its own in falling markets

While the industry waits eagerly for Sandler's findings, we have a number of consultation papers t...

A single examination regime, as well as a single designation system, will be introduced to replace t...

Brokers holding client assets will be required to reconcile their records with those of financial s...

The FSA will introduce interactive decision trees, fact-finds and a pensions calculator during the n...