regulation

Asset Managers

FCA targets ACD 'conflict of interest' in letter to fund managers

Concerns surrounding risk management

clock 23 January 2020 • 2 min read

UK

FCA says lack of proper PI cover places 'unfair' burden on FSCS and firms

Dear CEO letter sent today

clock 21 January 2020 • 2 min read

Funds

Broadridge buys FundsLibrary from HL to create 'pan-European digital data platform'

Transaction will close in February

clock 21 January 2020 • 1 min read

Green

MSCI calls on asset managers to incorporate ESG into investment processes

Sets out 'core pillars' for full ESG integration

clock 21 January 2020 • 2 min read

Funds

FCA admits not holding central record of fund suspensions - reports

Head of regulator prepares to move to BoE

clock 20 January 2020 • 1 min read

Regulation

Close Asset Management to compensate client for unwanted ongoing advice

Client invested £25,000 through DFM service

clock 16 January 2020 • 2 min read

Financial services

FCA raised concerns with ACDs twice before Woodford collapse

Kept details private

clock 16 January 2020 • 2 min read

People moves

Sir Steve Webb to join LCP

Former pensions minister departs Royal London

clock 14 January 2020 • 2 min read

Regulation

Fidelity CEO Richards backs new open-ended fund rules - reports

Follows Woodford collapse

clock 13 January 2020 • 2 min read

Regulation

FCA begins ACD market probe - reports

Focusing on external ACDs

clock 13 January 2020 • 1 min read
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