regulation

People moves

Sir Steve Webb to join LCP

Former pensions minister departs Royal London

14 January 2020 • 2 min read

Regulation

Fidelity CEO Richards backs new open-ended fund rules - reports

Follows Woodford collapse

13 January 2020 • 2 min read

Regulation

FCA begins ACD market probe - reports

Focusing on external ACDs

13 January 2020 • 1 min read

Regulation

Rating agencies face continued regulatory pressure in Esma proposals for internal control functions

Watchdog launches consultation

09 January 2020 • 1 min read

Investment

FCA and BoE ramp-up data credentials to 'transform' UK regulation

Should reduce reporting cost burden

07 January 2020 • 3 min read

Regulation

Regulation outlook 2020: Liquidity, ESG and reporting in the spotlight

Operational resilience and liquidity under scrutiny

18 December 2019 • 4 min read

Specialist

The price of progress: Will a digital services tax improve socio-political discourse?

Pushing for transparency in the age of fake news

13 December 2019 • 3 min read

Regulation

Accountability standards questions remain as SMCR comes into force

New guidelines introduced at the start of December

09 December 2019 • 2 min read

Investment

FCA asks platforms for number of clients affected after M&G suspension

'Top dozen or so'

05 December 2019 • 1 min read

Regulation

'Honeymoon period' as firms escape fines for MiFID II reporting failures

FCA pragmatism 'will not last forever'

05 December 2019 • 2 min read