regulation

Regulation

FCA chairman: MiFID II delay would give more realistic timeframe

FCA chairman John Griffith-Jones has said a delay to MiFID II implementation is "not ideal" but a year-long reprieve would provide a more achievable timeframe for firms.

clock 16 November 2015 • 1 min read

Regulation

Godfrey: I see no problem with backing both consumer and industry

Ousted IA chief plans investment management role

clock 13 November 2015 • 2 min read

Regulation

EU poised to push MiFID II back to 2018

Follows complaints over 'unfeasible' deadline

clock 10 November 2015 • 3 min read

Financial services

Santander makes £43m provision for investment advice claims

Follows fines for advice failings

clock 29 October 2015 •

Regulation

MiFID II to signal inducements endgame for UK asset managers

Most vigilant stance possible

clock 27 October 2015 • 2 min read

Regulation

FCA chief vows to break the 'cycle of regulation'

FCA's acting CEO addressed Mansion House City Banquet

clock 23 October 2015 • 2 min read

Global

HSBC considers moving headquarters to US instead of Asia

Political risks in China

clock 23 October 2015 • 1 min read

Regulation

Thinktank warns regulatory burden stifling fund management innovation

10 European regulations on the agenda

clock 12 October 2015 •

Europe

Best execution: Staying ahead of the MiFID curve

Winterflood Business Services' Alex Kerry explains what investors need to be aware of as the MiFID implementation deadline approaches.

clock 09 October 2015 • 4 min read

Regulation

Sears named interim CEO of IA after Godfrey exit

Director of compliance fills role

clock 07 October 2015 •
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