regulation

Markets

Third-party ratings providers respond to FCA criticism on conflicts of interest and ignoring passives

Could be further work in this area

clock 18 November 2016 • 4 min read

Asset Managers

FCA flags concerns over asset managers' 'high' and 'sustained' profits

Study into asset management competition

clock 18 November 2016 • 3 min read

Technology

Asset managers forced to update tech systems on regulatory demands

Top of priorities list for 2017

clock 15 November 2016 • 2 min read

Pensions

FCA introduces cap on early-exit pension charges

‘Proportionate balance between benefits'

clock 15 November 2016 • 2 min read

VCTs/EIS

How can EIS investors manage risk?

Changes in legislation and increased focus by HM Revenue & Customs on types of investment within the enterprise investment scheme (EIS) sector have exposed a big dichotomy in the market - and it comes down to a question of risk, writes Kuber Ventures...

clock 14 November 2016 • 3 min read

Regulation

Industry hails 12-month PRIIPs delay as 'victory for common sense'

1 January 2018 implementation date

clock 14 November 2016 • 3 min read

Regulation

How can firms prepare for new 'digital disclosure' environment?

Industry needs to adapt to new standards

clock 14 November 2016 • 4 min read

Regulation

FRC gives 40 investment firms six months to improve reporting standards

Risk being removed from Stewardship Code

clock 14 November 2016 • 2 min read

Regulation

'The financial crisis catalysed responsible investment - let's not wait for the next crisis to take it further'

It is eight years since a culture of irresponsible investment led to the collapse of Lehman Brothers and put the global financial sector on the edge of the abyss, writes Lauren Compere, MD and director of shareholder engagement at Boston Common Asset...

clock 11 November 2016 • 3 min read

Financial services

FCA to publish property fund discussion paper in early 2017

Issues over liquidity

clock 09 November 2016 • 1 min read
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