financial regulation

Financial services

ESMA fines Moody's €1.24m for credit ratings breaches

Failed to comply with Credit Rating Agencies Regulation

01 June 2017 • 1 min read

Regulation

ESMA issues principles on supervising Brexit-related relocations from the UK

Increase in requests to relocate to the EU

31 May 2017 • 3 min read

Regulation

Capital Group caps operating expenses at zero on four funds

The cap will save up to 0.15% on each vehicle

31 May 2017 • 1 min read

Asset Managers

LGIM chooses Dublin as European centre following Brexit vote

Unclear on job moves

26 May 2017 • 1 min read

UK

CMA to investigate Standard Life Aberdeen merger

Has already received approval in other nations

23 May 2017 • 1 min read

Regulation

SVM's Veitch: Industry emphasis on fund pricing instead of value creating 'sub-optimal outcomes'

Regulatory changes reducing competition

04 May 2017 • 2 min read

Regulation

FCA confirms PRIIPs product scope

Rules implemented in January 2018

02 May 2017 • 2 min read

Markets

FCA warns Trump administration against scrapping bank liquidation rules

In response to Trump order on Friday

24 April 2017 • 2 min read

Financial services

Secret recording implicates Bank of England in Libor rigging

Recording uncovered by BBC

10 April 2017 • 2 min read

Financial services

NCI: Why MiFID II issues for the UK need reviewing in light of Brexit

Conflicts between regulations

06 April 2017 • 3 min read