financial regulation

Fund managers

How MiFID II research changes will affect small-cap funds

Under-researched area

clock 21 November 2017 • 3 min read

Asset Managers

Report: Almost all asset managers will offer ETFs within five years

ETF market to hit $7.6trn by 2020

clock 21 November 2017 • 3 min read

Asset Managers

Warning 'second wave' of asset management industry disruption to come from tech firms

Not meeting client's digital demands

clock 15 November 2017 • 2 min read

Asset Managers

JOHCM under investigation by FCA over dealing commission

Follows thematic review

clock 09 November 2017 • 2 min read

Asset Managers

MiFID II: Firms can expect 'degree of flexibility' on complex issues but should not fall behind on the basics

'Zero tolerance approach' to more straightforward areas

clock 07 November 2017 • 2 min read

Regulation

FCA: Investors more likely to complain about trusts than other products

92.9% of SJP investment complaints upheld

clock 23 October 2017 • 3 min read

Regulation

FCA fines Merrill Lynch £34.5m for failing to report transactions

Under the rules of EMIR

clock 23 October 2017 • 1 min read

ETFs

First Trust's CEO: Ratings agencies should put ETFs on equal footing with active funds

Demand from DFMs and advisers

clock 04 October 2017 • 2 min read

ETFs

Lyxor embarks on programme to revamp ETF range

Includes plans to close funds

clock 03 October 2017 • 2 min read

Funds

Update: Fidelity introduces performance-related variable fee after regulatory delay

Known as 'fulcrum fee'

clock 03 October 2017 • 3 min read
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