Financial Conduct Authority

Regulation

Editor's view: Why bond liquidity risk should still be top of investors' due diligence list

FCA published latest paper last week

clock 09 February 2017 • 2 min read

Property

FCA opens discussion on further 'regulatory intervention' for open-ended funds investing in illiquid assets

Follows last year's property fund suspensions

clock 07 February 2017 • 7 min read

Financial services

Deutsche Bank hit with $630m fine by UK and US regulators for anti-money laundering failings

US regulator fined the bank $425m

clock 31 January 2017 • 2 min read

Regulation

Former pensions minister Webb and Schroders' Nicoll recognised in New Year's Honours

Knighthood for Webb

clock 02 January 2017 • 1 min read

Regulation

FCA's crackdown on use of CFDs in retail market

Lack of understanding can lead to 'large, rapid' losses

clock 06 December 2016 • 3 min read

Property

Bank of England warned by FCA of property fund outflow risks

Advance warning of suspensions

clock 13 July 2016 • 1 min read

Asset Managers

New FCA chief Bailey warns firms over clarity on risky assets

Volatility could spark outflows

clock 28 January 2016 • 1 min read

Regulation

Fines jump 271% as UK watchdogs get tough on financial crime

Regulators issue further prison sentences

clock 30 November 2015 • 2 min read

Regulation

Regulator fines IFA £20k for Keydata advice

JJFS did not take reasonable care

clock 30 September 2015 • 1 min read

Investment

Action needed on soft-closures to avoid more industry 'damage'

FCA to explore flexibilities

clock 15 September 2015 • 4 min read
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