Financial Conduct Authority

It is often said the problem with regulators is they spend so much time looking at past problems they miss the ones coming up.

SIPP-related claims continue to grow

Follows an FCA criminal law suit

Key talking points

Caused ‘untold harm to consumers’

Public consultation set to be published in H1 2018

Paul Walter fined £60,090 by the regulator

Focused on asset liquidity and credit quality

Increasing customisation demand

M&A increasing industry trend