Financial Conduct Authority

FCA urges firms offering high-risk investments to retail investors to review promotion practices

Regulation

FCA urges firms offering high-risk investments to retail investors to review promotion practices

Several examples of poor practice

clock 28 September 2023 • 3 min read
FCA to open review of private markets valuations - reports

Regulation

FCA to open review of private markets valuations - reports

Valuations lag public markets

clock 27 September 2023 • 2 min read
FCA: Changes to listing rules will make UK 'market of choice'

Regulation

FCA: Changes to listing rules will make UK 'market of choice'

Sarah Pritchard

clock 26 September 2023 • 2 min read
FCA commissions cinema ad ahead of GameStop movie to dissuade 'hype' investing

Regulation

FCA commissions cinema ad ahead of GameStop movie to dissuade 'hype' investing

Part of InvestSmart campaign

clock 25 September 2023 • 1 min read
FCA and PRA eye stricter rules for non-financial misconduct

Regulation

FCA and PRA eye stricter rules for non-financial misconduct

Enhanced ‘fit and proper’ test

clock 25 September 2023 • 3 min read
Crispin Odey accused of urging woman to downplay sexual misconduct to regulator - reports

Industry

Crispin Odey accused of urging woman to downplay sexual misconduct to regulator - reports

First admission from fund manager

clock 20 September 2023 • 2 min read
Castlefield sells ACD unit to Thesis Unit Trust Management

Companies

Castlefield sells ACD unit to Thesis Unit Trust Management

Subject to FCA approval

clock 14 September 2023 • 1 min read
BlackRock tiered fund pricing structure divides opinion

Companies

BlackRock tiered fund pricing structure divides opinion

Described as 'mere window dressing'

clock 13 September 2023 • 3 min read
Woodford deal requires 'careful thought' from investors

Companies

Woodford deal requires 'careful thought' from investors

Questions surround FSCS compensation

clock 08 September 2023 • 2 min read
Caledonia Investments to sell 7IM stake to Canadian pension for £255m

Companies

Caledonia Investments to sell 7IM stake to Canadian pension for £255m

Ontario Teachers' Pension Plan

clock 05 September 2023 • 3 min read
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