FCA
Wealth managers
Members of the executive committee at the Financial Conduct Authority (FCA) stand to lose their bonuses over the blunder that caused a collapse in prices of large insurance companies, according to reports.
09 December 2014
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2 min read
Wealth managers
The Financial Conduct Authority (FCA) has confirmed director of supervision Clive Adamson is leaving the organisation as it makes sweeping structural and personnel changes.
08 December 2014
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2 min read
Wealth managers
FCA director of enforcement Tracey McDermott is to become the regulator's director of supervision in a shake-up of its reporting lines, according to reports.
08 December 2014
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1 min read
Advisory
Think-tank New City Initiative (NCI) chairman Dominic Johnson has called for a dedicated Financial Conduct Authority division to help start-up firms.
08 December 2014
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1 min read
UK
The Financial Conduct Authority (FCA) is to review how and how much it fines businesses amid complaints from banks about the rise of high penalties.
08 December 2014
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2 min read
Wealth managers
FCA executive and director of supervision Clive Adamson is to leave the organisation within months, according to reports.
04 December 2014
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1 min read
Wealth managers
Regulatory enforcement should go hand in hand with firms' recognition that wrongdoing is a 'moral issue' Financial Conduct Authority (FCA) enforcement director Tracey McDermott has said.
02 December 2014
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2 min read
Wealth managers
The Financial Services Compensation Scheme (FSCS) has recovered £100m from the estate of failed traded life settlement firm Keydata, and the advisers who mis-sold it, and will rebate half the sum to fund management levy payers.
02 December 2014
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2 min read
