FCA
Advisory
Listed financial services group Tavistock Investments has agreed to buy Standard Financial Group, the parent company of adviser network Financial, in a bid to grow the size and reach of its advisory business.
19 January 2015
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2 min read
Wealth managers
The Financial Conduct Authority (FCA) has cancelled an advice firm's permissions after it failed to submit regulatory returns.
14 January 2015
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1 min read
Wealth managers
An unauthorised forex trader has been found guilty of fraud in a case brought by the Financial Conduct Authority (FCA).
12 January 2015
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2 min read
Wealth managers
The Financial Services Compensation Scheme (FSCS) is to start compensating investors in failed investment group Hartmann Capital.
06 January 2015
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1 min read
Wealth managers
The Financial Conduct Authority (FCA) has issued a public apology for omitting details in a warning notice, which could have alerted consumers to the wrong firm.
23 December 2014
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1 min read
Wealth managers
The government has asked the Financial Conduct Authority (FCA) to be more transparent in its supervision and enforcement actions, in a review released yesterday.
19 December 2014
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2 min read
Pensions
The Financial Conduct Authority (FCA) must establish a ‘second line of defence' for retirees ahead of pension freedom or the industry faces another major mis-selling scandal, according to MPs.
18 December 2014
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4 min read
Wealth managers
A financial adviser who was jailed for stealing from his pensioner clients has been banned from working in financial services by the Financial Conduct Authority (FCA).
17 December 2014
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1 min read
