FCA

Regulation

FCA fines Aviva Life £8m for platform client money failings

Aviva had outsourced administration of client money

05 October 2016 • 2 min read

Regulation

FCA plans to replace RDR 'independence' standard

RDR definition 'too difficult' to achieve, respondents to consultation said

30 September 2016 • 3 min read

Regulation

Investment trusts avoid automatic 'complex' definition under MiFID II

Welcomed by the AIC

30 September 2016 • 2 min read

Absolute Return

IW's podcast on absolute return funds: Performance issues, charges and FCA scrutiny

A difficult time for the sector

29 September 2016 • 1 min read

Regulation

MiFID II prep to cost firms £1.6bn, says report

Surveyed investment banks and asset managers

29 September 2016 • 2 min read

Regulation

FCA sharpens focus on adviser hospitality

Found 'excessive' use of non-monetary benefits

29 September 2016 • 2 min read

Financial services

Update: Ex-BlackRock manager Lyttleton pleads guilty to two counts of insider trading

Investigation pending since 2013

29 September 2016 • 2 min read

Regulation

FCA to bolster Senior Managers Regime with new accountability requirements

Introduced in March

28 September 2016 • 2 min read

Regulation

FCA's Bailey: We do care about culture in financial services firms

More progress needed on Senior Managers Regime

28 September 2016 • 1 min read

Financial services

Eight large-scale robo-advisers on the way, FCA says

Regulator accepted nine firms into advice unit

22 September 2016 • 2 min read