FCA

People moves

FCA hires competition director from the CMA

Joined CMA in 2014

clock 05 September 2018 • 1 min read

Regulation

Five sentenced for £2.8m share fraud

'Callously targeted investors who were often elderly and vulnerable’

clock 04 September 2018 • 4 min read

Industry

It is time to talk about the iNED gap

Addressing shortfall in non-executive directors

clock 23 August 2018 • 5 min read

Regulation

FCA quizzes asset managers on market abuse controls

Questionnaires sent to firms

clock 14 August 2018 • 2 min read

Industry

Legg Mason's Barry: We are going to see more change over the next five years than we saw in the previous 15

Head of UK sales on regulatory and tech changes

clock 08 August 2018 • 6 min read

Companies

Hargreaves Lansdown sees record £7.6bn net new business in 2017-18

'Client service key to structural growth'

clock 07 August 2018 • 2 min read

Asset Managers

LGIM whistleblowers accuse firm of 'toxic' risk culture and compliance failures - reports

Whistleblowing cases

clock 31 July 2018 • 2 min read

Regulation

FCA calls for industry input on under-fire PRIIPs regulation

Covers scope, disclosure requirements and transaction cost calculations

clock 26 July 2018 • 9 min read

Industry

FCA proposes basic savings rate for cash accounts

Concerns over low interest rates on certain accounts

clock 25 July 2018 • 2 min read

Investment

FCA to assess the suitability of advice in 2019

Will compare with May 2017 results

clock 20 July 2018 • 1 min read
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