Wealth managers
Wealth managers
A Bank of England official has said asset managers, insurers and clearing houses in UK should be subject to the same stress tests faced by banks.
18 March 2015
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Wealth managers
The Financial Conduct Authority (FCA) has banned former Rabobank trader Paul Robson from the UK financial services industry for LIBOR manipulation.
17 March 2015
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1 min read
Economics
HSBC is closing accounts on Jersey belonging to customers living in the UK amid checks on their identity and addresses.
17 March 2015
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1 min read
Wealth managers
A law firm has called into question the effectiveness of the regulator's investigations tool, which, paid for by the firms probed, led to enforcement action in only 2% of cases last year.
16 March 2015
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2 min read
Wealth managers
Retweet at your peril: Eight FCA social media dos and don'ts
13 March 2015
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5 min read
Wealth managers
The Financial Conduct Authority (FCA) has dropped its suggestion firms should be using #ad in financial promotions on Twitter, following industry concerns about its appropriateness.
13 March 2015
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3 min read
Wealth managers
The Financial Conduct Authority (FCA) has banned Stephen Bell, the former compliance director of network Financial, for "systemic weaknesses" in the business' compliance process, and fined him £33,800.
13 March 2015
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2 min read
Wealth managers
A decision by the regulator to ban the former CEO of a stockbroking firm from the industry and fine him £450,000 for high-pressure mis-selling has been upheld.
13 March 2015
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2 min read
Wealth managers
The chief executive of the Chartered Institute for Securities & Investment (CISI) has described the lifetime ban handed to former BlackRock executive Jonathan Burrows as ‘draconian'.
13 March 2015
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1 min read
Wealth managers
Forthcoming pensions freedoms represent "something akin to a Y2K moment" for providers, Financial Conduct Authority (FCA) chief executive Martin Wheatley has said.
11 March 2015
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