Wealth managers

A former trader has become the third person to be sentenced in what marked the end of the first phase of the regulator's "largest and most complex insider dealing investigation" to date.

The government expects to collect an extra £3.1bn from those found to have avoided or evaded tax payments - and those professionals who help them - Chancellor George Osborne said in his Budget speech today.

A Bank of England official has said asset managers, insurers and clearing houses in UK should be subject to the same stress tests faced by banks.

The Financial Conduct Authority (FCA) has banned former Rabobank trader Paul Robson from the UK financial services industry for LIBOR manipulation.

HSBC is closing accounts on Jersey belonging to customers living in the UK amid checks on their identity and addresses.

A law firm has called into question the effectiveness of the regulator's investigations tool, which, paid for by the firms probed, led to enforcement action in only 2% of cases last year.

Retweet at your peril: Eight FCA social media dos and don'ts

The Financial Conduct Authority (FCA) has dropped its suggestion firms should be using #ad in financial promotions on Twitter, following industry concerns about its appropriateness.

The Financial Conduct Authority (FCA) has banned Stephen Bell, the former compliance director of network Financial, for "systemic weaknesses" in the business' compliance process, and fined him £33,800.

A decision by the regulator to ban the former CEO of a stockbroking firm from the industry and fine him £450,000 for high-pressure mis-selling has been upheld.