Regulation

FCA private messaging crackdown not expected to expand to wealth and asset management

Regulation

FCA private messaging crackdown not expected to expand to wealth and asset management

FOI request

clock 15 May 2025 • 1 min read
UK Treasury delivers long-awaited PISCES framework with FCA rules to follow

Regulation

UK Treasury delivers long-awaited PISCES framework with FCA rules to follow

A world-first in stock markets

clock 15 May 2025 • 2 min read
SEC chair: Open up rules to make US 'crypto capital of the planet'

Regulation

SEC chair: Open up rules to make US 'crypto capital of the planet'

Paul Atkins said it is 'a new day at the SEC'

clock 13 May 2025 • 4 min read
FCA seeks closer ties with China on wealth management

Markets

FCA seeks closer ties with China on wealth management

Chair Ashley Alder speaking at a conference

clock 13 May 2025 • 2 min read
FCA closes almost 500 whistleblowing cases in Q1 with majority requiring 'no action'

Regulation

FCA closes almost 500 whistleblowing cases in Q1 with majority requiring 'no action'

281 new reports in Q1

clock 13 May 2025 • 2 min read
Peel Hunt: 'Difficult to be bullish' as asset managers' earnings set to fall

Asset Managers

Peel Hunt: 'Difficult to be bullish' as asset managers' earnings set to fall

Confidence at 'lowest for some time'

clock 12 May 2025 • 1 min read
FCA bolsters access to investment research

Regulation

FCA bolsters access to investment research

New flexibility for investment funds

clock 09 May 2025 • 1 min read
'Complete pipe dream' to achieve globally cohesive digital assets regulation

Regulation

'Complete pipe dream' to achieve globally cohesive digital assets regulation

All jurisdictions will take their own approach

clock 08 May 2025 • 4 min read
FCA finds some smaller AMs' processes 'lacked sufficiently' when offering higher risk investments

Regulation

FCA finds some smaller AMs' processes 'lacked sufficiently' when offering higher risk investments

Not adequately informing investors

clock 08 May 2025 • 1 min read
Killik & Co's Andrius Makin: What portfolio managers need to see in SDR pause

Regulation

Killik & Co's Andrius Makin: What portfolio managers need to see in SDR pause

Regulations cannot progress

clock 08 May 2025 • 4 min read
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