Regulation
Regulation
The highest court in the UK has backed the Financial Conduct Authority (FCA) in a landmark case that could have far-reaching consequences for risky ventures.
05 August 2015
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3 min read
Wealth managers
A major review into consumer access to the financial advice market has been launched by HM Treasury and the Financial Conduct Authority (FCA).
03 August 2015
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3 min read
Wealth managers
Charles Stanley saw total funds under management and administration increase from £20.1bn to £20.8bn for the year to the end of June.
31 July 2015
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2 min read
Regulation
The Financial Conduct Authority (FCA) has appointed a new director of supervision to replace Tracey McDermott, who will step up to acting CEO in September.
31 July 2015
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1 min read
Regulation
Financial services lobby group TISA has pledged to bring greater clarity to the discussion on what the incoming European Markets in Financial Instruments Directive (MiFID II) will mean for advisers and providers.
30 July 2015
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3 min read
Asset Managers
Asset management firms are feeling the burden of compliance costs and expect both cost and time burdens to increase in future as the deadline for MiFID II approaches.
27 July 2015
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Regulation
Will George Osborne live to regret removing the FCA chief executive?
23 July 2015
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2 min read
Regulation
The Financial Conduct Authority (FCA) has for the first time distinguished between advice and guidance in the way it records complaints, in new rules out today.
23 July 2015
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2 min read
