Regulation

Regulation

Investment trusts avoid automatic 'complex' definition under MiFID II

Welcomed by the AIC

clock 30 September 2016 • 2 min read

Regulation

MiFID II prep to cost firms £1.6bn, says report

Surveyed investment banks and asset managers

clock 29 September 2016 • 2 min read

Regulation

FCA sharpens focus on adviser hospitality

Found 'excessive' use of non-monetary benefits

clock 29 September 2016 • 2 min read

Financial services

Update: Ex-BlackRock manager Lyttleton pleads guilty to two counts of insider trading

Investigation pending since 2013

clock 29 September 2016 • 2 min read

Regulation

FCA to force advisers to record phone calls under tighter MiFID II rules

Third consultation paper

clock 29 September 2016 • 2 min read

Regulation

FCA to bolster Senior Managers Regime with new accountability requirements

Introduced in March

clock 28 September 2016 • 2 min read

Regulation

FCA's Bailey: We do care about culture in financial services firms

More progress needed on Senior Managers Regime

clock 28 September 2016 • 1 min read

Wealth managers

Managers to Watch: Sanlam FOUR's Lorenzo Dicorrado on how the greatest damage can be done by being single-minded

Multi-manager turned stockpicker Lorenzo Dicorrado is a fund manager at Sanlam FOUR on the £69m Global Equity and £113m Stable Global Equity funds.

clock 27 September 2016 • 4 min read

Regulation

Calls to action on gender diversity in investment management

Working to close the gender gap has become a priority for many corporates, and in particular asset management firms in recent years.

clock 27 September 2016 • 2 min read

Wealth managers

Fidelity's Clougherty: Why tough regulation is a balancing act but regulator must support active management

Group records best ever Q2

clock 27 September 2016 • 6 min read
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