Regulation

Financial services

FCA admits lack of resources to monitor small firms

Regulator is consulting on its 'mission'

clock 26 October 2016 • 2 min read

Regulation

FCA publishes consultation on its 'mission'

Not a reaction to Brexit – Andrew Bailey

clock 26 October 2016 • 2 min read

Regulation

FCA bans Arck fraudsters Clay and Clark

Pair were convicted in 2014

clock 25 October 2016 • 1 min read

Regulation

Regulate and rinse - regulators stuck in 'spin-cycle'

Report by New City Agenda and Cass Business School

clock 25 October 2016 • 2 min read

Regulation

MiFID II research unbundling to increase M&A pressure on small/mid UK managers

Could leave them unable to compete with larger players

clock 24 October 2016 • 4 min read

People moves

Treasury appoints Katharine Braddick director general of financial services

Treasury, PRA and FSA background

clock 24 October 2016 • 1 min read

Regulation

Sorry saga: PRIIPs fiasco runs right to the wire

Next key debate postponed until 9 November

clock 24 October 2016 • 2 min read

Wealth managers

Meet the Investment Influencers: David Miller of Quilter Cheviot

In the latest in our series of interviews with some of the industry's key Investment Influencers, Investment Week talks to David Miller of Quilter Cheviot.

clock 24 October 2016 • 2 min read

Asset Managers

Fund manager's FCA ban upheld by tribunal

Failed to stop a client committing market abuse

clock 21 October 2016 • 1 min read

Financial services

SEC to probe rapid growth of ETF industry

Accounts for 30% of all US shares traded

clock 21 October 2016 • 1 min read
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