Regulation

Investment

Senior IA adviser calls for 'heads to roll' at FCA as he labels PRIIPs 'worst piece of financial regulation ever'

Regulation has caused industry debate

clock 25 January 2018 • 2 min read

Regulation

FCA fines UK arm of Interactive Brokers £1m for failing to report suspicious trades

Over one year period

clock 25 January 2018 • 1 min read

Regulation

Wealth manager Q4 round-up: SJP surpasses £90bn AUM after 'record year'

Round-up of wealth manager trading updates

clock 25 January 2018 • 5 min read

Regulation

JP Morgan CEO says 4,000 UK jobs could be relocated post-Brexit in new warning

A quarter of JPM jobs in UK

clock 25 January 2018 • 2 min read

Regulation

Editor's View: Why KIDs review can't wait

Concerns mounting over potential return figures

clock 24 January 2018 • 2 min read

Asset Managers

Update: IA calls for urgent review to address KID concerns

Follows industry criticism

clock 24 January 2018 • 3 min read

Asset Managers

Q4 updates from across the industry: Brooks Macdonald FUM rise offset by regulatory increases

Round-up of investment manager trading updates

clock 24 January 2018 • 9 min read

Wealth managers

7IM's Urquhart Stewart: If executed properly, regulation could be the best advert the asset management industry has ever had

Regulation an 'excuse' not to do something

clock 23 January 2018 • 6 min read

Wealth managers

Simple steps to improving employees' engagement with their workplace

Multiple benefits to engaged workforce

clock 23 January 2018 • 3 min read

Regulation

City 'kept in dark' as government fails to publish financial services Brexit paper

Was due to be published last Autumn

clock 23 January 2018 • 2 min read
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