Regulation

Regulation

Update: Banking crisis lawyer Charles Randell confirmed as next FCA chairman

Will serve five-year term

clock 05 January 2018 • 1 min read

Regulation

Industry steps up calls for urgent revisions to 'misleading' KIDs as PRIIPs comes into force

Serious investor detriment

clock 04 January 2018 • 5 min read

Wealth managers

Wealth manager in administration after four year court battle

Now seeking buyer

clock 04 January 2018 • 1 min read

Regulation

Gosling's Grouse: Are regulators delivering on Bitcoin and British Steel Pension Scheme?

It is often said the problem with regulators is they spend so much time looking at past problems they miss the ones coming up.

clock 04 January 2018 • 3 min read

Markets

Fresh challenges for the new year: What can firms expect in 2018?

MiFID II deadline passed

clock 04 January 2018 • 2 min read

Regulation

FSCS demands extra £24m levy due to rising SIPP claims

SIPP-related claims continue to grow

clock 04 January 2018 • 2 min read

Asset Managers

Warning France could limit UK asset managers' access to EU funds post-Brexit

Concerns from BoE and ministers

clock 04 January 2018 • 3 min read

Regulation

FSCS admits Arch Cru compensation mistakes

Compensation payments incorrectly updated

clock 04 January 2018 • 1 min read

Regulation

FCA financial advice director Linda Woodall exits

Retiring from regulation

clock 03 January 2018 • 1 min read

Investment Trusts

Hargreaves Lansdown scraps US-domiciled ETFs from platform following PRIIPs implementation; Temporarily removes some trusts

Regulation implemented on 1 January

clock 02 January 2018 • 3 min read
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