Regulation

Regulation

How compliance teams can face the 'surveillance conundrum'

Keeping up with changing regulation

clock 18 November 2019 • 3 min read

Regulation

MiFID III 'the last thing' asset management needs amid EU review

Changes to take place by next year

clock 18 November 2019 • 2 min read

Asset Managers

Update: Industry welcomes IA's clarity on responsible investment definitions, but progress still needed

New guidelines from the Investment Association

clock 15 November 2019 • 3 min read

Asset Managers

CFA UK report: Investment start-ups struggle to succeed

2017 and 2018 weak years for start-up activity

clock 04 November 2019 • 2 min read

Regulation

Derivative transparency rules an 'increasing challenge' for asset managers

Mirroring MiFID II compliance struggle

clock 26 October 2019 • 4 min read

Investment

Industry to be held more accountable under new Stewardship Code

FRC has published revised code

clock 24 October 2019 • 3 min read

Regulation

Financial Ombudsman Service reveals Woodford IM complaints amid closure

'Exact timescale' of complaints not yet provided

clock 17 October 2019 • 1 min read

Regulation

Fund management complaints remain low as customer redress shoots up

Investment complaints 2.1 per 1,000 products

clock 17 October 2019 • 1 min read

Green

FCA targets climate change and green finance transparency with new guidelines

'Form a basis for future work'

clock 16 October 2019 • 1 min read

Investment

Queen's Speech confirms pension schemes bill for TPR and dashboards

Government plans to extend the powers of The Pensions Regulator

clock 14 October 2019 • 2 min read
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