UBS

People moves

Former Coutts CEO appointed as chair of Brown Shipley board

Developing wealth proposition

10 June 2019 • 1 min read

Funds

Asset management M&A picks up as boutiques set to feel the pinch

Flurry of tie-ups expected in coming months

09 May 2019 • 6 min read

Industry

UBS and Deutsche Bank in 'serious' talks over asset management merger - reports

Would create €1.4bn giant

24 April 2019 • 2 min read

People moves

Women in Investment Award winner Porretta lands new role at Macquarie Group

Leaves AIG AM after two years

23 April 2019 • 1 min read

Regulation

Has the FCA sharpened its claws of late?

Reviewing the regulator's latest aggressive streak

16 April 2019 • 2 min read

Regulation

More than 1,000 investment firms fail MiFID II transaction reporting requirements

'Many thousands more' could be non-compliant

09 April 2019 • 2 min read

Regulation

Update: FCA fines Standard Chartered £102m for money laundering failings

'Large number' of investigations in pipeline

09 April 2019 • 4 min read

Regulation

Goldman and UBS MiFID fines a 'statement of intent' from FCA

Enforcement could increase under MiFID II

08 April 2019 • 3 min read

People moves

Allianz GI hires head of EMEA business from UBS

Barbara Rupf Bee to join business

28 March 2019 • 1 min read

Investment

FCA fines UBS £28m for reporting failures

Relates to 136 million transaction reports

19 March 2019 • 1 min read