regulation
Wealth managers
Martin Wheatley, the chief executive of the Financial Conduct Authority (FCA), has been recognised for helping "shift the culture of financial regulation" by putting "the interests of consumers first".
20 June 2014
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2 min read
Wealth managers
The Financial Conduct Authority (FCA) has fined Credit Suisse International (CSI) £2.4m and Yorkshire Building Society (YBS) more than £1.4m for failings related to the promotion of a structured product which attracted almost £800m worth of investment....
16 June 2014
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1 min read
Investment
Julie Patterson is to leave her role as the Investment Management Association's regulatory affairs director.
06 June 2014
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Wealth managers
The FCA has said it will not issue further guidance on inducements, despite growing calls to do so from fund groups.
19 May 2014
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2 min read
Wealth managers
The Financial Conduct Authority (FCA) is considering ways it can make it clearer to consumers when they are buying products on a non-advised basis online, as more web-based advice solutions are developed.
09 May 2014
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2 min read
Wealth managers
Non-exec directors at the Financial Conduct Authority (FCA) have appointed Simon Davis, a partner at Clifford Chance, to conduct an independent inquiry into the handling of its proposed investigation into life insurance contracts.
08 April 2014
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2 min read
Wealth managers
The Financial Conduct Authority has appointed a former managing director from Bank of America Merrill Lynch to head its investment banking supervision team.
12 March 2014
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1 min read
