regulation

Regulation

Industry reacts to FCA study: Fund rationalisation, significant costs and 'immoral' profits

'FCA's finest ever piece of work'

clock 18 November 2016 • 4 min read

Regulation

FCA Study reaction: Absolute return funds still have place in portfolios as failings 'not widespread'

Bestselling sector of 2015

clock 18 November 2016 • 3 min read

Markets

Third-party ratings providers respond to FCA criticism on conflicts of interest and ignoring passives

Could be further work in this area

clock 18 November 2016 • 4 min read

Asset Managers

FCA flags concerns over asset managers' 'high' and 'sustained' profits

Study into asset management competition

clock 18 November 2016 • 3 min read

Technology

Asset managers forced to update tech systems on regulatory demands

Top of priorities list for 2017

clock 15 November 2016 • 2 min read

Pensions

FCA introduces cap on early-exit pension charges

‘Proportionate balance between benefits'

clock 15 November 2016 • 2 min read

VCTs/EIS

How can EIS investors manage risk?

Changes in legislation and increased focus by HM Revenue & Customs on types of investment within the enterprise investment scheme (EIS) sector have exposed a big dichotomy in the market - and it comes down to a question of risk, writes Kuber Ventures...

clock 14 November 2016 • 3 min read

Regulation

Industry hails 12-month PRIIPs delay as 'victory for common sense'

1 January 2018 implementation date

clock 14 November 2016 • 3 min read

Regulation

How can firms prepare for new 'digital disclosure' environment?

Industry needs to adapt to new standards

clock 14 November 2016 • 4 min read

Regulation

FRC gives 40 investment firms six months to improve reporting standards

Risk being removed from Stewardship Code

clock 14 November 2016 • 2 min read
Trustpilot