Lord Adair Turner, chairman of the now-disbanded Financial Services Authority (FSA), has joined the economics thinktank founded by billionaire George Soros.
Care Asset Management has been fined £56,000 by the Financial Services Authority (FSA) for breaching customer trust over Keydata.
As the world adjusts to the Retail Distribution Review (RDR) funds have been impacted alongside other products, but will prices rise (and become more complicated) as a result of the RDR, or will the regulator's goal to lower fund costs be achieved?
Prudential has been fined £30m by the City watchdog while its chief executive Tidjane Thiam has been officially censured, following the failed AIA deal in 2010.
The Financial Services Authority (FSA) is planning to up its focus on advisers and wealth managers placing large amounts of client money in a single fund, amid fears some firms are not carrying out sufficient due diligence.
The incoming Financial Conduct Authority (FCA) may change rules introduced following the Retail Distribution Review (RDR) sooner than planned if it identifies widespread non-compliance or any harmful unintended consequences.
The Financial Services Authority (FSA) has confirmed its approach to temporary product intervention.
The new-look regulator is to carry out a review of the 'increasingly complex' charges on UK funds as it is concerned they may be harmful to consumers.
The UK's new-look regulator - the Financial Conduct Authority (FCA) - has hired Schroders chief executive Michael Dobson to its practitioner panel ahead of its conversion into its new structure.
TailorMade Independent, a distributor of Harlequin Property investments, has had its permissions changed to restrict its ability to carry on new pensions business.