The FSA has issued a public censure against Capita Financial Managers Limited (CFM) for its failings in relation to the CF Arch cru funds between June 2006 and March 2009.
The Financial Services Authority (FSA) has fined UBS AG (UBS) £29.7 million for failing to prevent large scale unauthorised trading which lost the bank over $2bn.
The publication of the final details of the Financial Services Authority's (FSA's) £110m Arch cru redress scheme have been postponed due to the overwhelming response to the regulator's consultation.
A loophole in planned banking reforms could leave taxpayers on the hook for billions of pounds in the event of another financial crisis, Bank of England governor Sir Mervyn King has warned.
UBS could be hit with a record penalty by the Financial Services Authority (FSA) next week following the rogue trade which cost the bank $2.3bn.
The Investment Management Association (IMA) has called on the Financial Services Authority (FSA) tighten up its definitions of banned 'toxic' products to avoid a catch-all situation with other similar investments.
RSM Tenon's financial management division has returned to a normal relationship with the FSA after a period of heightened supervision, it has reported.
The Financial Services Authority (FSA) has successfully prosecuted a two-timing investment banker for insider dealing.
The Financial Services Authority (FSA) is to produce fewer and more concise consultation papers in an attempt to better connect with firms.