Public consultation set to be published in H1 2018
Paul Walter fined £60,090 by the regulator
Focused on asset liquidity and credit quality
Increasing customisation demand
M&A increasing industry trend
As is often the case with sequels, MiFID II is more ambitious, more expansive and arguably more confusing than its predecessor.
Douglas Cherry, partner at Reed Smith, takes a closer look at the implications of the new regulations for asset and wealth management employees.
Increased focus on smaller firms
The UK asset management industry is currently grappling with the fallout from the Financial Conduct Authority's (FCA) game-changing Asset Management Market Study, with the aim of improving the investor experience and ensuring they receive value for money....
Discussing Andrew Bailey's Mansion House speech