Financial Conduct Authority

Financial services

Deutsche Bank hit with $630m fine by UK and US regulators for anti-money laundering failings

US regulator fined the bank $425m

clock 31 January 2017 • 2 min read

Regulation

Former pensions minister Webb and Schroders' Nicoll recognised in New Year's Honours

Knighthood for Webb

clock 02 January 2017 • 1 min read

Regulation

FCA's crackdown on use of CFDs in retail market

Lack of understanding can lead to 'large, rapid' losses

clock 06 December 2016 • 3 min read

Property

Bank of England warned by FCA of property fund outflow risks

Advance warning of suspensions

clock 13 July 2016 • 1 min read

Asset Managers

New FCA chief Bailey warns firms over clarity on risky assets

Volatility could spark outflows

clock 28 January 2016 • 1 min read

Regulation

Fines jump 271% as UK watchdogs get tough on financial crime

Regulators issue further prison sentences

clock 30 November 2015 • 2 min read

Regulation

Regulator fines IFA £20k for Keydata advice

JJFS did not take reasonable care

clock 30 September 2015 •

Investment

Action needed on soft-closures to avoid more industry 'damage'

FCA to explore flexibilities

clock 15 September 2015 • 4 min read

Wealth managers

Tribunal upholds FCA decision to fine fund manager £89k

The Upper Tribunal has upheld a Financial Conduct Authority decision to fine a fund manager £89,000 for not doing more to prevent a client from committing market abuse.

clock 09 March 2015 •

Investment

IoD calls for FCA to investigate fund manager pay

The fund management industry is "ripe for investigation" regarding pay packages, according to the Institute of Directors (IoD).

clock 02 March 2015 •
Trustpilot