Financial Conduct Authority

Regulation

Asset managers prepare for SMCR challenge as FCA begins to 'bare its teeth'

New rules to kick in at the end of 2019

clock 10 January 2019 • 3 min read

Regulation

FCA: Five asset management trends threatening financial stability

Annual review of the sector

clock 10 January 2019 • 2 min read

Regulation

FCA warns firms of 'misleading' unregulated product marketing

Dear CEO letter

clock 10 January 2019 • 1 min read

Regulation

Crypto assets face EU-wide regulation

Follows HM Treasury-led report

clock 09 January 2019 • 2 min read

Regulation

FCA sexual misconduct and discrimination complaints increase three-fold in 2018

Regulator fears ‘re-emergence of cosy boys’ clubs and men-only networks’

clock 19 December 2018 • 3 min read

Regulation

CFA UK backs value for money framework for investment funds

Amid regulatory pressure

clock 17 December 2018 • 2 min read

Regulation

FCA bans Vanguard consultant over conflict of interests

Ex-Standard life manager Angela Burns

clock 14 December 2018 • 2 min read

Regulation

FCA warns asset management industry facing cyber risks

Lack of knowledge and understanding at board level

clock 10 December 2018 • 2 min read

Regulation

Time is running out for asset managers to make SMCR progress

New regime begins in December 2019

clock 10 December 2018 • 2 min read

Regulation

Update: Fraudulent futures fund trader Starling jailed for five years

Mark Starling defrauded investors of £3m

clock 29 November 2018 • 2 min read
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