FCA

CROWDFUNDING

Wealth managers who only have limited contact with the regulator should be wary of staying below the radar and ought to make efforts to contact the Financial Conduct Authority (FCA), consultant Richard Scrivener from regulation specialist Bovill has advised....

The Financial Conduct Authority (FCA) has fined J.P. Morgan International Bank Limited (JPMIB) £3,076,200 after identifying a series of failings within its wealth management business.

Hargreaves Lansdown shares closed above the £10 mark for the first time ever yesterday as investors continue to back the platform to excel in a post-RDR environment.

Former BlackRock fund manager Mark Lyttleton was arrested last month on suspicion of insider trading, according to reports.

The Financial Conduct Authority (FCA) is probing asset managers' use of "transition management" services over concerns end investors' interests are being disregarded.

The recent all-singing, all-dancing platform regulations from the FCA were something of a landmark for the industry.

GOSLING'S GROUSE

A man and a woman have been arrested in connection with a Financial Conduct Authority (FCA) investigation into insider dealing.

The Financial Services Authority (FSA) was ineffective in its role as overseer of the financial services sector because it failed to deliver a good balance of 'prudential' and 'conduct' regulation, according to the chief executive of the Prudential Regulation...