FCA
UK
Four individuals have been arrested following house searches carried out by the Financial Conduct Authority (FCA) and Metropolitan Police in West London.
31 July 2013
•
1 min read
Wealth managers
The Financial Conduct Authority (FCA) is taking action against at least 16 firms or individuals it believes are running or promoting investments illegally as collective investment schemes (CIS).
30 July 2013
•
1 min read
Wealth managers
The Chartered Insurance Institute (CII) has launched a new qualification for staff overseeing investment operations functions.
30 July 2013
•
1 min read
Wealth managers
Three more banks are being investigated by the Financial Conduct Authority (FCA) over money laundering, the regulator has revealed.
25 July 2013
•
2 min read
Wealth managers
The Financial Conduct Authority (FCA) is conducting a three-stage thematic review to assess firms' overall approaches to changes following the Retail Distribution Review (RDR).
25 July 2013
•
6 min read
Wealth managers
The Financial Conduct Authority (FCA) says firms are mostly adapting well to changes introduced following the Retail Distribution Review (RDR), but it has uncovered some problems, including firms describing themselves as independent but in fact choosing...
25 July 2013
•
1 min read
Platforms
Hargreaves Lansdown has ruled out the prospect of taking marketing fees from fund groups or allowing advertising on its website, saying it wants to offer a 'transparent' fee structure when new regulations are implemented next year.
19 July 2013
•
2 min read
Wealth managers
The Financial Conduct Authority (FCA) is looking into claims traders intentionally pushed up the price of government bonds before attempting to sell them to the Bank of England (BoE) in 2011.
17 July 2013
•
1 min read
