FCA

The Financial Conduct Authority (FCA) has revealed that Barclays bank was the most complained firm in the first half of the year.

The Financial Conduct Authority (FCA) has confirmed it will in future publish information about proposed enforcement actions, naming firms and individuals, before deciding whether it will take action.

The Association of British Insurers (ABI) is to enhance its guidance on unit-linked funds after a Financial Conduct Authority (FCA) probe uncovered "specific" failures in some insurers' governance of the investments.

MoretoSIPPs principal John Moret says the FCA places "unreasonable" responsibilities on SIPP providers when many of the issues the industry faces are advice based.

The Financial Conduct Authority (FCA) has admitted the RDR has created unintended consequences for the wealth management industry.

The Financial Conduct Authority (FCA) has launched a review of the execution-only market, examining all aspects of the industry including looking at buy lists for the first time.

The Financial Conduct Authority (FCA) has censured Catalyst Investment group for misleading investors in its promotion of ARM's asset backed bonds and has fined its former compliance officer.

The number of offers of redress from banks to customers who took out interest rate hedging products is set to increase "rapidly" over the coming months, the Financial Conduct Authority (FCA) has said.

A recent paper by a working group of the Investment Management Association (IMA) notes that the collapse of Lehmans and the bail out of the banks has ushered in a new regulatory and political climate.

The Financial Conduct Authority (FCA) has set out how it plans to regulate the consumer credit sector when it takes over from the Office of Fair Trading (OFT) next year, including plans to restrict what payday lenders can say in adverts.