FCA
UK
The SRI sector has drawn much attention since a series of tax breaks on social investments were introduced earlier this year. Annabelle Williams analyses the different types of SRI funds available to investors .
15 July 2014
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8 min read
Wealth managers
The Financial Conduct Authority (FCA) is consulting on the boundaries between advice and guidance after it found execution-only services have strayed into giving advice.
14 July 2014
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3 min read
Wealth managers
Advice firms have raised fears over "systemic mis-selling" through simplified advice and said ongoing regulatory uncertainty has stifled market developments, according to the FCA.
11 July 2014
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2 min read
Wealth managers
The Financial Conduct Authority (FCA) has laid out for firms what it views as the differences between ‘information' and ‘investment advice' - and when information can be advice.
11 July 2014
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2 min read
Wealth managers
The Financial Conduct Authority (FCA) is consulting on guidance to clarify the boundaries between different investment advice models, such as simplified, or automated, advice.
11 July 2014
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2 min read
Wealth managers
Financial Conduct Authority (FCA) chief executive Martin Wheatley was paid a total of £610,000 in the year to 31 March, with a basic salary of £460,000, figures published today show.
10 July 2014
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1 min read
Wealth managers
The Financial Conduct Authority (FCA) spent £3.3m on overseeing the Retail Distribution Review (RDR) last year, according to its annual accounts, a 37.5% increase on the cost of the rule change before implementation.
10 July 2014
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1 min read
Wealth managers
The Financial Conduct Authority (FCA) is in "active discussions" with one asset manager on client redress after a review of fund managers' use of dealing commissions found widespread failings.
10 July 2014
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2 min read
