FCA
Wealth managers
The London office of Germany's Deutsche Bank is being investigated by the Financial Conduct Authority (FCA) following concerns over the way it is run, according to reports.
30 January 2015
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1 min read
Advisory
Listed financial services group Tavistock Investments has agreed to buy Standard Financial Group, the parent company of adviser network Financial, in a bid to grow the size and reach of its advisory business.
19 January 2015
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2 min read
Wealth managers
The Financial Conduct Authority (FCA) has cancelled an advice firm's permissions after it failed to submit regulatory returns.
14 January 2015
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1 min read
Wealth managers
An unauthorised forex trader has been found guilty of fraud in a case brought by the Financial Conduct Authority (FCA).
12 January 2015
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2 min read
Wealth managers
The Financial Services Compensation Scheme (FSCS) is to start compensating investors in failed investment group Hartmann Capital.
06 January 2015
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1 min read
Wealth managers
The Financial Conduct Authority (FCA) has issued a public apology for omitting details in a warning notice, which could have alerted consumers to the wrong firm.
23 December 2014
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1 min read
Wealth managers
The government has asked the Financial Conduct Authority (FCA) to be more transparent in its supervision and enforcement actions, in a review released yesterday.
19 December 2014
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2 min read
Pensions
The Financial Conduct Authority (FCA) must establish a ‘second line of defence' for retirees ahead of pension freedom or the industry faces another major mis-selling scandal, according to MPs.
18 December 2014
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4 min read
