FCA

Investment Trusts

AIC's Sayers: KIDS, eh? Who'd have 'em?

KIDS make investment company costs look higher

clock 20 December 2017 • 3 min read

Regulation

FCA gives firms a year for certification tests under SM&CR

'Duty of responsibility' guidance

clock 13 December 2017 • 3 min read

Regulation

Six guilty in £2.7m boiler room scams

Follows an FCA criminal law suit

clock 12 December 2017 • 2 min read

Asset Managers

FCA seeks feedback on approach to competition and authorisation

Open for consultation until 12 March 2018

clock 11 December 2017 • 2 min read

Regulation

FCA: Four asset managers 'may have broken competition law'

Artemis IM, Hargreave Hale, Newton IM, River & Mercantile AM

clock 29 November 2017 • 3 min read

Investment Trusts

Lindsell Train: Regulatory burden means hiring extra staff for 'no benefit and considerable extra cost'

Potential for further hires

clock 24 November 2017 • 2 min read

Regulation

Update: SONIA set to replace Libor by 2021

Public consultation set to be published in H1 2018

clock 24 November 2017 • 2 min read

Wealth Management

Where are the product gaps for fund selectors?

Fund selectors are faced with what must seem like an overwhelming array of products, but new research by Investment Week as part of our Fund Marketers' Playbook shows there are areas where they would like to see greater innovation and where providers...

clock 22 November 2017 • 2 min read

Regulation

FCA fines ex-BAML bond trader for market abuse

Paul Walter fined £60,090 by the regulator

clock 22 November 2017 • 1 min read

Regulation

ESMA publishes final Money Market Funds Regulation guidelines

Focused on asset liquidity and credit quality

clock 21 November 2017 • 1 min read
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