FCA

Regulation

FCA bans adviser brothers convicted of £17m fraud

'Elaborate breach of trust'

clock 14 November 2018 • 1 min read

Regulation

Treasury Select Committee plots post-Brexit financial regulation inquiry as FCA plans rulebook rewrite

Financial services deal unclear

clock 05 November 2018 • 4 min read

Asset Managers

FCA eyes machine learning in a bid to become a 'robo-regulator'

Technological advancements could eliminate transaction costs

clock 31 October 2018 • 2 min read

Financial services

UK regulators reveal 'comprehensive' crypto regulation plans

Sale of crypto-referencing derivatives could be banned

clock 31 October 2018 • 3 min read

Regulation

Asset managers buck trend as financial services complaints reach record high

Investment product complaints just 2% of total

clock 29 October 2018 • 2 min read

Regulation

FCA fines against individuals plummet despite growing pressure on senior staff

Ahead of SMCR rollout

clock 18 October 2018 • 3 min read

Regulation

FCA clamps down on sexual misconduct ahead of SMCR extension

Letter to Women and Equalities Committee

clock 17 October 2018 • 2 min read

Financial services

FCA proposes to increase FOS limit from £150,000 to £350,000

From 1 April 2019

clock 16 October 2018 • 2 min read

Regulation

FCA dismisses criticisms of its market studies

13 studies begun since April 2013

clock 15 October 2018 • 2 min read

Regulation

FCA moves to force firms to disclose climate risk management

Consults on regulation and innovation in green finance

clock 15 October 2018 • 4 min read
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